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Abstract

CrossRef, the only full-blown application of the Digital Object Identifier (DOI®) System to date, is now a little over a year old. What started as a cooperative effort among publishers and technologists to prototype DOI-based linking of citations in e-journals evolved into an independent, non-profit enterprise in early 2000. We have made considerable headway during our first year, but there is still much to be done. When CrossRef went live with its collaborative linking service last June, it had enabled reference links in roughly 1,100 journals from a member base of 33 publishers, using a functional prototype system. The DOI-X prototype was described in an article published in D-Lib Magazine in February of 2000. On the occasion of CrossRef's first birthday as a live service, this article provides a non-technical overview of our progress to date and the major hurdles ahead. The electronic medium enriches the research literature arena for all players -- researchers, librarians, and publishers -- in numerous ways. Information has been made easier to discover, to share, and to sell. To take a simple example, the aggregation of book metadata by electronic booksellers was a huge boon to scholars seeking out obscure backlist titles, or discovering books they would never otherwise have known to exist. It was equally a boon for the publishers of those books, who saw an unprecedented surge in sales of backlist titles with the advent of centralized electronic bookselling. In the serials sphere, even in spite of price increases and the turmoil surrounding site licenses for some prime electronic content, libraries overall are now able to offer more content to more of their patrons. Yet undoubtedly, the key enrichment for academics and others navigating a scholarly corpus is linking, and in particular the linking that takes the reader out of one document and into another in the matter of a click or two. Since references are how authors make explicit the links between their work and precedent scholarship, what could be more fundamental to the reader than making those links immediately actionable? That said, automated linking is only really useful from a research perspective if it works across publications and across publishers. Not only do academics think about their own writings and those of their colleagues in terms of "author, title, rough date" -- the name of the journal itself is usually not high on the list of crucial identifying features -- but they are oblivious as to the identity of the publishers of all but their very favorite books and journals.
Citation linking is thus also a huge benefit to journal publishers, because, as with electronic bookselling, it drives readers to their content in yet another way. In step with what was largely a subscription-based economy for journal sales, an "article economy" appears to be emerging. Journal publishers sell an increasing amount of their content on an article basis, whether through document delivery services, aggregators, or their own pay-per-view systems. At the same time, most research-oriented access to digitized material is still mediated by libraries. Resource discovery services must be able to authenticate subscribed or licensed users somewhere in the process, and ensure that a given user is accessing as a default the version of an article that their library may have already paid for. The well-known "appropriate copy" issue is addressed below. Another benefit to publishers from including outgoing citation links is simply the value they can add to their own journals. Publishers carry out the bulk of the technological prototyping and development that has produced electronic journals and the enhanced functionality readers have come to expect. There is clearly competition among them to provide readers with the latest features. That a number of publishers would agree to collaborate in the establishment of an infrastructure for reference linking was thus by no means predictable. CrossRef was incorporated in January of 2000 as a collaborative venture among 12 of the world's top scientific and scholarly publishers, both commercial and not-for-profit, to enable cross-publisher reference linking throughout the digital journal literature. The founding members were Academic Press, a Harcourt Company; the American Association for the Advancement of Science (the publisher of Science); American Institute of Physics (AIP); Association for Computing Machinery (ACM); Blackwell Science; Elsevier Science; The Institute of Electrical and Electronics Engineers, Inc. (IEEE); Kluwer Academic Publishers (a Wolters Kluwer Company); Nature; Oxford University Press; Springer-Verlag; and John Wiley & Sons, Inc. Start-up funds for CrossRef were provided as loans from eight of the original publishers.

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