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  • × author_ss:"Bornmann, L."
  1. Marx, W.; Bornmann, L.: On the problems of dealing with bibliometric data (2014) 0.05
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    Date
    18. 3.2014 19:13:22
  2. Leydesdorff, L.; Bornmann, L.; Wagner, C.S.: ¬The relative influences of government funding and international collaboration on citation impact (2019) 0.04
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    Abstract
    A recent publication in Nature reports that public R&D funding is only weakly correlated with the citation impact of a nation's articles as measured by the field-weighted citation index (FWCI; defined by Scopus). On the basis of the supplementary data, we up-scaled the design using Web of Science data for the decade 2003-2013 and OECD funding data for the corresponding decade assuming a 2-year delay (2001-2011). Using negative binomial regression analysis, we found very small coefficients, but the effects of international collaboration are positive and statistically significant, whereas the effects of government funding are negative, an order of magnitude smaller, and statistically nonsignificant (in two of three analyses). In other words, international collaboration improves the impact of research articles, whereas more government funding tends to have a small adverse effect when comparing OECD countries.
    Date
    8. 1.2019 18:22:45
  3. Bornmann, L.: How to analyze percentile citation impact data meaningfully in bibliometrics : the statistical analysis of distributions, percentile rank classes, and top-cited papers (2013) 0.03
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    Abstract
    According to current research in bibliometrics, percentiles (or percentile rank classes) are the most suitable method for normalizing the citation counts of individual publications in terms of the subject area, the document type, and the publication year. Up to now, bibliometric research has concerned itself primarily with the calculation of percentiles. This study suggests how percentiles (and percentile rank classes) can be analyzed meaningfully for an evaluation study. Publication sets from four universities are compared with each other to provide sample data. These suggestions take into account on the one hand the distribution of percentiles over the publications in the sets (universities here) and on the other hand concentrate on the range of publications with the highest citation impact-that is, the range that is usually of most interest in the evaluation of scientific performance.
    Date
    22. 3.2013 19:44:17
  4. Bornmann, L.; Haunschild, R.: Overlay maps based on Mendeley data : the use of altmetrics for readership networks (2016) 0.02
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    Abstract
    Visualization of scientific results using networks has become popular in scientometric research. We provide base maps for Mendeley reader count data using the publication year 2012 from the Web of Science data. Example networks are shown and explained. The reader can use our base maps to visualize other results with the VOSViewer. The proposed overlay maps are able to show the impact of publications in terms of readership data. The advantage of using our base maps is that it is not necessary for the user to produce a network based on all data (e.g., from 1 year), but can collect the Mendeley data for a single institution (or journals, topics) and can match them with our already produced information. Generation of such large-scale networks is still a demanding task despite the available computer power and digital data availability. Therefore, it is very useful to have base maps and create the network with the overlay technique.
  5. Bornmann, L.; Bauer, J.: Which of the world's institutions employ the most highly cited researchers : an analysis of the data from highlycited.com (2015) 0.01
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    Abstract
    In 2014, Thomson Reuters published a list of the most highly cited researchers worldwide (highlycited.com). Because the data are freely available for downloading and include the names of the researchers' institutions, we produced a ranking of the institutions on the basis of the number of highly cited researchers per institution. This ranking is intended to be a helpful amendment of other available institutional rankings.
  6. Bornmann, L.; Bauer, J.: Which of the world's institutions employ the most highly cited researchers : an analysis of the data from highlycited.com (2015) 0.01
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    Abstract
    In 2014, Thomson Reuters published a list of the most highly cited researchers worldwide (highlycited.com). Because the data are freely available for downloading and include the names of the researchers' institutions, we produced a ranking of the institutions on the basis of the number of highly cited researchers per institution. This ranking is intended to be a helpful amendment of other available institutional rankings.
  7. Bornmann, L.; Mutz, R.: Growth rates of modern science : a bibliometric analysis based on the number of publications and cited references (2015) 0.01
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    Abstract
    Many studies (in information science) have looked at the growth of science. In this study, we reexamine the question of the growth of science. To do this we (a) use current data up to publication year 2012 and (b) analyze the data across all disciplines and also separately for the natural sciences and for the medical and health sciences. Furthermore, the data were analyzed with an advanced statistical technique-segmented regression analysis-which can identify specific segments with similar growth rates in the history of science. The study is based on two different sets of bibliometric data: (a) the number of publications held as source items in the Web of Science (WoS, Thomson Reuters) per publication year and (b) the number of cited references in the publications of the source items per cited reference year. We looked at the rate at which science has grown since the mid-1600s. In our analysis of cited references we identified three essential growth phases in the development of science, which each led to growth rates tripling in comparison with the previous phase: from less than 1% up to the middle of the 18th century, to 2 to 3% up to the period between the two world wars, and 8 to 9% to 2010.
  8. Mutz, R.; Bornmann, L.; Daniel, H.-D.: Testing for the fairness and predictive validity of research funding decisions : a multilevel multiple imputation for missing data approach using ex-ante and ex-post peer evaluation data from the Austrian science fund (2015) 0.01
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    Abstract
    It is essential for research funding organizations to ensure both the validity and fairness of the grant approval procedure. The ex-ante peer evaluation (EXANTE) of N?=?8,496 grant applications submitted to the Austrian Science Fund from 1999 to 2009 was statistically analyzed. For 1,689 funded research projects an ex-post peer evaluation (EXPOST) was also available; for the rest of the grant applications a multilevel missing data imputation approach was used to consider verification bias for the first time in peer-review research. Without imputation, the predictive validity of EXANTE was low (r?=?.26) but underestimated due to verification bias, and with imputation it was r?=?.49. That is, the decision-making procedure is capable of selecting the best research proposals for funding. In the EXANTE there were several potential biases (e.g., gender). With respect to the EXPOST there was only one real bias (discipline-specific and year-specific differential prediction). The novelty of this contribution is, first, the combining of theoretical concepts of validity and fairness with a missing data imputation approach to correct for verification bias and, second, multilevel modeling to test peer review-based funding decisions for both validity and fairness in terms of potential and real biases.
  9. Bornmann, L.: How much does the expected number of citations for a publication change if it contains the address of a specific scientific institute? : a new approach for the analysis of citation data on the institutional level based on regression models (2016) 0.01
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    Abstract
    Citation data for institutes are generally provided as numbers of citations or as relative citation rates (as, for example, in the Leiden Ranking). These numbers can then be compared between the institutes. This study aims to present a new approach for the evaluation of citation data at the institutional level, based on regression models. As example data, the study includes all articles and reviews from the Web of Science for the publication year 2003 (n?=?886,416 papers). The study is based on an in-house database of the Max Planck Society. The study investigates how much the expected number of citations for a publication changes if it contains the address of an institute. The calculation of the expected values allows, on the one hand, investigating how the citation impact of the papers of an institute appears in comparison with the total of all papers. On the other hand, the expected values for several institutes can be compared with one another or with a set of randomly selected publications. Besides the institutes, the regression models include factors which can be assumed to have a general influence on citation counts (e.g., the number of authors).
  10. Bornmann, L.; Marx, W.: ¬The wisdom of citing scientists (2014) 0.01
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    Abstract
    This Brief Communication discusses the benefits of citation analysis in research evaluation based on Galton's "Wisdom of Crowds" (1907). Citations are based on the assessment of many which is why they can be considered to have some credibility. However, we show that citations are incomplete assessments and that one cannot assume that a high number of citations correlates with a high level of usefulness. Only when one knows that a rarely cited paper has been widely read is it possible to say-strictly speaking-that it was obviously of little use for further research. Using a comparison with "like" data, we try to determine that cited reference analysis allows for a more meaningful analysis of bibliometric data than times-cited analysis.
  11. Bornmann, L.; Thor, A.; Marx, W.; Schier, H.: ¬The application of bibliometrics to research evaluation in the humanities and social sciences : an exploratory study using normalized Google Scholar data for the publications of a research institute (2016) 0.01
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    Abstract
    In the humanities and social sciences, bibliometric methods for the assessment of research performance are (so far) less common. This study uses a concrete example in an attempt to evaluate a research institute from the area of social sciences and humanities with the help of data from Google Scholar (GS). In order to use GS for a bibliometric study, we developed procedures for the normalization of citation impact, building on the procedures of classical bibliometrics. In order to test the convergent validity of the normalized citation impact scores, we calculated normalized scores for a subset of the publications based on data from the Web of Science (WoS) and Scopus. Even if scores calculated with the help of GS and the WoS/Scopus are not identical for the different publication types (considered here), they are so similar that they result in the same assessment of the institute investigated in this study: For example, the institute's papers whose journals are covered in the WoS are cited at about an average rate (compared with the other papers in the journals).
  12. Bornmann, L.; Haunschild, R.: ¬An empirical look at the nature index (2017) 0.01
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    Abstract
    In November 2014, the Nature Index (NI) was introduced (see http://www.natureindex.com) by the Nature Publishing Group (NPG). The NI comprises the primary research articles published in the past 12 months in a selection of reputable journals. Starting from two short comments on the NI (Haunschild & Bornmann, 2015a, 2015b), we undertake an empirical analysis of the NI using comprehensive country data. We investigate whether the huge efforts of computing the NI are justified and whether the size-dependent NI indicators should be complemented by size-independent variants. The analysis uses data from the Max Planck Digital Library in-house database (which is based on Web of Science data) and from the NPG. In the first step of the analysis, we correlate the NI with other metrics that are simpler to generate than the NI. The resulting large correlation coefficients point out that the NI produces similar results as simpler solutions. In the second step of the analysis, relative and size-independent variants of the NI are generated that should be additionally presented by the NPG. The size-dependent NI indicators favor large countries (or institutions) and the top-performing small countries (or institutions) do not come into the picture.
  13. Bornmann, L.: Is collaboration among scientists related to the citation impact of papers because their quality increases with collaboration? : an analysis based on data from F1000Prime and normalized citation scores (2017) 0.01
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    Abstract
    In recent years, the relationship of collaboration among scientists and the citation impact of papers have been frequently investigated. Most of the studies show that the two variables are closely related: An increasing collaboration activity (measured in terms of number of authors, number of affiliations, and number of countries) is associated with an increased citation impact. However, it is not clear whether the increased citation impact is based on the higher quality of papers that profit from more than one scientist giving expert input or other (citation-specific) factors. Thus, the current study addresses this question by using two comprehensive data sets with publications (in the biomedical area) including quality assessments by experts (F1000Prime member scores) and citation data for the publications. The study is based on more than 15,000 papers. Robust regression models are used to investigate the relationship between number of authors, number of affiliations, and number of countries, respectively, and citation impact-controlling for the papers' quality (measured by F1000Prime expert ratings). The results point out that the effect of collaboration activities on impact is largely independent of the papers' quality. The citation advantage is apparently not quality related; citation-specific factors (e.g., self-citations) seem to be important here.
  14. Bornmann, L.; Leydesdorff, L.: Which cities produce more excellent papers than can be expected? : a new mapping approach, using Google Maps, based on statistical significance testing (2011) 0.01
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    Abstract
    The methods presented in this paper allow for a statistical analysis revealing centers of excellence around the world using programs that are freely available. Based on Web of Science data (a fee-based database), field-specific excellence can be identified in cities where highly cited papers were published more frequently than can be expected. Compared to the mapping approaches published hitherto, our approach is more analytically oriented by allowing the assessment of an observed number of excellent papers for a city against the expected number. Top performers in output are cities in which authors are located who publish a statistically significant higher number of highly cited papers than can be expected for these cities. As sample data for physics, chemistry, and psychology show, these cities do not necessarily have a high output of highly cited papers.
  15. Leydesdorff, L.; Bornmann, L.: Mapping (USPTO) patent data using overlays to Google Maps (2012) 0.01
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    Abstract
    A technique is developed using patent information available online (at the U.S. Patent and Trademark Office) for the generation of Google Maps. The overlays indicate both the quantity and the quality of patents at the city level. This information is relevant for research questions in technology analysis, innovation studies, and evolutionary economics, as well as economic geography. The resulting maps can also be relevant for technological innovation policies and research and development management, because the U.S. market can be considered the leading market for patenting and patent competition. In addition to the maps, the routines provide quantitative data about the patents for statistical analysis. The cities on the map are colored according to the results of significance tests. The overlays are explored for the Netherlands as a "national system of innovations" and further elaborated in two cases of emerging technologies: ribonucleic acid interference (RNAi) and nanotechnology.
  16. Bornmann, L.; Mutz, R.; Daniel, H.-D.: Are there better indices for evaluation purposes than the h index? : a comparison of nine different variants of the h index using data from biomedicine (2008) 0.01
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    Abstract
    In this study, we examined empirical results on the h index and its most important variants in order to determine whether the variants developed are associated with an incremental contribution for evaluation purposes. The results of a factor analysis using bibliographic data on postdoctoral researchers in biomedicine indicate that regarding the h index and its variants, we are dealing with two types of indices that load on one factor each. One type describes the most productive core of a scientist's output and gives the number of papers in that core. The other type of indices describes the impact of the papers in the core. Because an index for evaluative purposes is a useful yardstick for comparison among scientists if the index corresponds strongly with peer assessments, we calculated a logistic regression analysis with the two factors resulting from the factor analysis as independent variables and peer assessment of the postdoctoral researchers as the dependent variable. The results of the regression analysis show that peer assessments can be predicted better using the factor impact of the productive core than using the factor quantity of the productive core.
  17. Bornmann, L.; Mutz, R.; Daniel, H.-D.: Multilevel-statistical reformulation of citation-based university rankings : the Leiden ranking 2011/2012 (2013) 0.01
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    Abstract
    Since the 1990s, with the heightened competition and the strong growth of the international higher education market, an increasing number of rankings have been created that measure the scientific performance of an institution based on data. The Leiden Ranking 2011/2012 (LR) was published early in 2012. Starting from Goldstein and Spiegelhalter's (1996) recommendations for conducting quantitative comparisons among institutions, in this study we undertook a reformulation of the LR by means of multilevel regression models. First, with our models we replicated the ranking results; second, the reanalysis of the LR data showed that only 5% of the PPtop10% total variation is attributable to differences between universities. Beyond that, about 80% of the variation between universities can be explained by differences among countries. If covariates are included in the model the differences among most of the universities become meaningless. Our findings have implications for conducting university rankings in general and for the LR in particular. For example, with Goldstein-adjusted confidence intervals, it is possible to interpret the significance of differences among universities meaningfully: Rank differences among universities should be interpreted as meaningful only if their confidence intervals do not overlap.
  18. Bornmann, L.; Moya Anegón, F.de: What proportion of excellent papers makes an institution one of the best worldwide? : Specifying thresholds for the interpretation of the results of the SCImago Institutions Ranking and the Leiden Ranking (2014) 0.01
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    Abstract
    University rankings generally present users with the problem of placing the results given for an institution in context. Only a comparison with the performance of all other institutions makes it possible to say exactly where an institution stands. In order to interpret the results of the SCImago Institutions Ranking (based on Scopus data) and the Leiden Ranking (based on Web of Science data), in this study we offer thresholds with which it is possible to assess whether an institution belongs to the top 1%, top 5%, top 10%, top 25%, or top 50% of institutions in the world. The thresholds are based on the excellence rate or PPtop 10%. Both indicators measure the proportion of an institution's publications which belong to the 10% most frequently cited publications and are the most important indicators for measuring institutional impact. For example, while an institution must achieve a value of 24.63% in the Leiden Ranking 2013 to be considered one of the top 1% of institutions worldwide, the SCImago Institutions Ranking requires 30.2%.
  19. Bornmann, L.; Ye, A.; Ye, F.: Identifying landmark publications in the long run using field-normalized citation data (2018) 0.01
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    Abstract
    The purpose of this paper is to propose an approach for identifying landmark papers in the long run. These publications reach a very high level of citation impact and are able to remain on this level across many citing years. In recent years, several studies have been published which deal with the citation history of publications and try to identify landmark publications. Design/methodology/approach In contrast to other studies published hitherto, this study is based on a broad data set with papers published between 1980 and 1990 for identifying the landmark papers. The authors analyzed the citation histories of about five million papers across 25 years. Findings The results of this study reveal that 1,013 papers (less than 0.02 percent) are "outstandingly cited" in the long run. The cluster analyses of the papers show that they received the high impact level very soon after publication and remained on this level over decades. Only a slight impact decline is visible over the years. Originality/value For practical reasons, approaches for identifying landmark papers should be as simple as possible. The approach proposed in this study is based on standard methods in bibliometrics.
  20. Leydesdorff, L.; Bornmann, L.; Mutz, R.; Opthof, T.: Turning the tables on citation analysis one more time : principles for comparing sets of documents (2011) 0.01
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    Abstract
    We submit newly developed citation impact indicators based not on arithmetic averages of citations but on percentile ranks. Citation distributions are-as a rule-highly skewed and should not be arithmetically averaged. With percentile ranks, the citation score of each paper is rated in terms of its percentile in the citation distribution. The percentile ranks approach allows for the formulation of a more abstract indicator scheme that can be used to organize and/or schematize different impact indicators according to three degrees of freedom: the selection of the reference sets, the evaluation criteria, and the choice of whether or not to define the publication sets as independent. Bibliometric data of seven principal investigators (PIs) of the Academic Medical Center of the University of Amsterdam are used as an exemplary dataset. We demonstrate that the proposed family indicators [R(6), R(100), R(6, k), R(100, k)] are an improvement on averages-based indicators because one can account for the shape of the distributions of citations over papers.